A Review of Our Law and Regulations on Insider Dealing and Market Manipulation through the Examination of EU and UK''s Anti-market-abuse Regime
Date Issued
2008
Date
2008
Author(s)
Chen, Chao-Shih
Abstract
A competent and efficient financial market is based on market integrity and sound public confidence in the markets. “Insider dealing” and "market manipulation", which in its essence is detrimental and harmful to the integrity of the financial markets and the public confidence in securities and derivatives, are now covered by the term "market abuse" by the EU Market Abuse Directive and relevant UK securities regulations. The Market Abuse Directive aims to create a reformed regime to tackle market manipulation behaviors in the EC and update the existing insider dealing legislation, while the UK has now largely based its market abuse regime on the Financial Services and Market Act 2000, along with the pre-existing criminal liability under the Criminal Justice Act 1993. This thesis intends to provide for an overall review of the current law and regulations on insider dealing and market manipulation in the territory of Taiwan, through a thorough examination and study of the EU and UK’s anti-market-abuse regime, and hopefully to give some insight as to how the domestic regime may be further advanced and reformed in application of the relevant principles.
Subjects
Market Abuse
Insider Dealing
Market Manipulation
FSMA 2000
Market Abuse Directive
SDGs
Type
thesis
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