A Study of Banking Operation Risk Management and Internal Control Establishment
Date Issued
2015
Date
2015
Author(s)
Tsai, Chi-Lin
Abstract
Banking Operational risk management with internal control and management under actual operation environment is a challenging and not succeed easily. Because risk is everywhere, risk is established and confirmed by demand. There is no risk would be no compensation. In the process of banking business management, operations risk was very easily produced the phenomenon with the result. If banks do not or do not want to take risks,the phenomenon is bound to have that the banks cannot continue to operate. But even if banks can readiness to accept or take risks to seek survival banks to operate, it just was the beginning. If you want to bring stability to the profit for the bank, where it is necessary to fully understand the risks of the job and give proper control and management. Such banks can be in effective risk management and internal control and sustainable management. It is for bank we knew it was taken risks to earn profit-seeking industries, the banking industry compare with other industries in business, it must accept high-risk, high leveraged and highly regulated as market pillar. Therefore, financial institutions and their national regulatory authorities are going to realize how to make a proper risk in assuming stable profits in the process, at the same time we must each assessment, clarify, define and confirm its business process may have to face or internal and external risks arising situations, and thus strengthen the bank''s internal quality control mode shape to run the risk, management risk and the risk to find out the value of operating capacity. This study will focus on the theory and operation of internal control construction of bank risk management is described and discussed, in addition to meet the new Basel Capital Accord and the laws and norms of national authorities, the understanding of the bank is currently in the face of changes in the international financial environment how to do the job of risk management, internal control system to improve and enhance the competitiveness of enterprises and establish a sound financial market expansion capability.
Subjects
Operation Risk Management
Internal Control Management
Type
thesis
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