徐斯勤臺灣大學:國家發展研究所李明錚Lee, Ming-ChenMing-ChenLee2010-05-052018-06-282010-05-052018-06-282009U0001-1708200914500200http://ntur.lib.ntu.edu.tw//handle/246246/180339「上海合作組織」是第一個由中共主導創設的多邊國際制度，深具標誌中共多邊外交、安全議題新作為的重要意涵，也是目前第一個以「反恐怖主義」作為主要訴求的國際組織，並逐步擴增到經濟、環保等非傳統安全的合作領域。相對於歐洲或亞洲的其他主要國際組織皆致力於某個特定領域的工作重點與合作項目，上海合作組織的合作議題不斷地在新增及演變，顯見該組織有其制度上的特殊性。般來說，歐、亞各自呈現的區域制度特質與定位是截然不同的。因此，本文要問：位於中亞，但具備整個東北亞、歐亞大陸、亞太地區影響動能的上海合作組織，其建制的性質究竟是屬於何種色彩居多？又或者有何獨特之處？甚至是否為亞洲地區一種不同以往的「新型式」區域安全制度？其未來發展的走向又將如何？頗值得我們加以研究。文將引用國際關係理論當中的「國際建制理論」，搭配一些與區域制度合作相關的論點，歸納出幾個區域安全制度的主要共通特質，以此作為本研究的分析指標，試著用來對上海合作組織進行檢視。並於各項特質的分析過程當中輔以與歐洲、亞洲地區的主要安全制度：北約、東協及東協區域論壇等組織作簡要的比較；運用這樣的分析方式，來探究上海合作組織的主要制度性質與獨特之處。“Shanghai Cooperation Organization”（SCO） is the first multilateral international institution created by the Communist Party of China (CPC)﹐is deeply contains the meaning of symbol of multilateral diplomacy and the new deed of security issues of CPC. It is also the first international organization which takes the “anti-terrorism” as the main demand﹐and gradually expands it to other non-traditional security cooperation fields such as economy﹐environmental protection. Compared to other major international organizations which are committed to focus on the emphasis of working and cooperation of a particular item in Europe or Asia﹐the cooperation issues of SCO are increasing and evolving constantly﹐which shows that the organization has its own institutional specificities.enerally﹐the characteristics and orientation of the regional institution presented by Europe and Asia are totally different. Therefore﹐this thesis is going to question：the SCO that as being in Central Asia﹐but be with the potential capacity for influencing entire North-East Asia﹐Eurasia﹐and the Asia-Pacific region﹐which character （Western or Asian type） is the most in this regime？ Is it unique？ Or even whether a “new-type” regional security institution different from the present in Asia？ How will its trend of progress be in the future？ It is quite worthy of our study.his thesis is going to cite the “International Regime Theory” from international relations theories﹐with some arguments relative to the cooperation of regional institution﹐and induce several common characteristics of regional security institution﹐then make them the analytical indicators of this study﹐as try to examine the SCO through them. Furthermore﹐we also make some brief﹐assistant comparison with the main security institutions in Europe and Asia﹐such as North Atlantic Treaty Organization（NATO）﹐Association of Southeast Asian Nations（ASEAN）and the ASEAN Regional Forum（ARF）﹐during the procedure of characteristics analysis. In this approach﹐essay to find out the primary institutional character and uniqueness of the SCO.謝辭..... ..................................i文摘要. ................................iii文摘要. .................................iv錄......................................vi目錄...................................vii目錄..................................viii一章 緒論................................1一節 研究動機與目的......................1二節 研究方法............................8三節 文獻回顧...........................10四節 研究架構與章節安排.................27二章 國際建制與區域安全制度之相關理論...31一節 國際建制理論的源起.................31二節 國際建制的概念.....................37三節 國際建制理論的三大流派.............45四節 區域安全制度的相關論點.............58三章 上海合作組織的形成與演變...........69一節 形成背景...........................69二節 發展過程...........................80三節 合作項目...........................98四章 上海合作組織的制度分析............107一節 當前歐洲與亞洲的主要區域安全制度..107二節 區域安全制度特質的分析指標........116三節 安全合作的形式....................125四節 強國的參與及領導作用..............131五節 制度化的程度......................138六節 軍事武力的運用....................152七節 主權的讓渡........................158五章 結論..............................161一節 研究發現..........................162二節 研究啟示..........................176考書目.................................181錄.....................................197application/pdf1461911 bytesapplication/pdfen-US上海合作組織國際建制理論區域安全制度合作安全同盟北大西洋公約組織東南亞國協Shanghai Cooperation Organization（SCO）International Regime TheoryRegional Security InstitutionCooperative SecurityAllianceNorth Atlantic Treaty Organization（NATO）Association of Southeast Asian Nations（ASEAN）[SDGs]SDG16thesishttp://ntur.lib.ntu.edu.tw/bitstream/246246/180339/1/ntu-98-R94341055-1.pdf